AML Risk Assessment
Updated Sep 27th, 2024
This workflow helps you to meet your obligations under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. The workflow will prompt the user to analyse both the client and matter risk. The tasks can be integrated into your existing workflows where needed, or run as a standalone workflow on existing work types.
Task 1 AML Initial Risk AssessmentAllocate a Custom Questionnaire
CLIENT DETAILS – AML Risk
Allocate a Custom Questionnaire
CLIENT RISK – AML Risk
Allocate a Custom Questionnaire
JURISDICTION RISK – AML Risk
Allocate a Custom Questionnaire
DELIVERY CHANNEL RISK – AML Risk
Allocate a Custom Questionnaire
DUE DILIGENCE REVIEW – AML Risk
Allocate a Custom Questionnaire
FOR ENTITIES – AML Risk
This will only run if the Entity Type field is filled in
Allocate a Custom Questionnaire
MATTER RISK – AML Risk
Allocate a Custom Questionnaire
PRODUCT/SERVICE RISK – AML Risk
Allocate a Custom Questionnaire
ENHANCED DUE DILIGENCE – AML Risk
Allocate a Custom Questionnaire
RISK LEVEL – AML Risk
Allocate a Custom Questionnaire
FOR HIGH-RISK MATTERS – AML Risk
This will only run if either What level of risk is posed by the client? or What level of risk is posed by the matter? is set to High,
Allocate a Custom Questionnaire
DUE DILIGENCE – AML Risk
Send Standard Document
Allocate a Custom Questionnaire
INTERIM RISK ASSESSMENT – AML Risk
Send Standard Document
Allocate a Custom Questionnaire
FINAL RISK ASSESSMENT – AML Risk
Send Standard Document